Jurisdiction: England & Wales

Commencement: 6th April 2023

Amends: Highways Act 1980 (c. 66)
Mini Summary

The Highways Act 1980 (c. 66) sets out powers of different classes of highway authorities. It defines their powers for the creation and maintenance of highways, their adoption and recovery of costs, control over interference with the highway, stopping up and regulation of use.

Section 161 covers the offence for lighting a fire not on a highway, but which subsequently causes interference with the highway.

Duties

The Highways Act does not apply to highways constructed using Channel Tunnel Rail Link Act 1996 (CTRL Act) powers as CTRL Act authorised the construction, alteration and stopping up of highways. The CTRL Act  sets out the protective provisions for the local highway authority in relation to the approval of designs and specificiactions, consents to works  and adoption of highways, highways structures and other highway features. CTRL Act disapplies paragraphs 141 (planting near to the highway), 167 (retaining wall near to highways), 169/1 scaffolding over or adjoining a highway.
Amendment

In order to ensure continuity across legislation, technical changes are made.

The relevant authority* is required to notify the street works authority when it grants approval for a building application where the building is in an advance payments code area**.

Welsh Ministers are now provided with their own power to make amendments for Wales.

*The relevant authority is either the Building Safety Regulator or the local authority.

**An advance payment code area is an area where building developers are required to pay a fee to cover costs in case the development is not up to standards.

There are no changes to duties for organisations; the duties are held by the local authority.

 

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Jurisdiction: England, Wales, Scotland

Commencement: 24th July 2023

Amends: New legislation

 
Mini Summary

This Order establishes a new Energy Compliance Obligation (ECO) scheme, ECO4A, which operates in conjunction with the 4th Energy Compliance Obligation scheme (ECO4). These schemes place duties on large energy suppliers to implement energy efficiency measures and aim to reduce the cost of heating domestic properties.

Summary

The Electricity and Gas (Energy Company Obligation) Order 2023 establishes a new Energy Compliance Obligation (ECO) scheme, ECO4A, which operates in conjunction with the 4th Energy Compliance Obligation scheme (ECO4).

The scheme places duties on large energy suppliers* to implement energy efficiency measures to reduce the cost of heating domestic properties.

*Large energy suppliers are licenced gas and electricity suppliers** that exceed the minimum qualifying supply*** of electricity and gas supplied to domestic customers.

**Licenced gas and energy suppliers are suppliers who hold a licence under Section 6 of the Electricity Act 1989 and / or a licence under Section 7A of the Gas Act 1986.

***Qualifying supply means:

  • 300 GWh (gigawatt hours) of electricity supplied per phase; or
  • 700 GWh of gas supplied per phase.

The scheme is split into 3 phases.

  1. Phase A: 25th July 2023 to 31st March 2024.
  2. Phase B: 1st April 2024 to 31st March 2025.
  3. Phase C: 1st April 2025 to 31st March 2026.

Duties
Various duties apply.

 

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Jurisdiction: United Kingdom

Commencement: 1st January 2024

Amends: The Greenhouse Gas Emissions Trading Scheme Order 2020
Mini Summary

Following the United Kingdom’s (UK) exit from the European Union (EU), The Greenhouse Gas Emissions Trading Scheme Order 2020 establishes a UK Emissions Trading Scheme (UK ETS) covering greenhouse gas emissions (GHG) from power and heat generation, energy intensive industries and aviation. It replaces the European Union Emissions Trading System (EU ETS) for UK participants.

The UK ETS begins on 1st January 2021. Before the UK left the EU, the EU ETS was applied in the UK through The Greenhouse Gas Emissions Trading Scheme Regulations 2012All UK operators that carried out an activity covered by the EU ETS were required to hold a permit, which was a licence to operate and emit greenhouse gases covered by the EU ETS. Activities covered by the EU ETS are any of the activities listed in Annex I to Directive 2009/29/EC to improve and extend the greenhouse gas emission allowance trading scheme of the Community (‘EU ETS Directive’).

The UK ETS does not significantly change the requirements for participating UK operators from those brought in by the EU ETS. Elements of the scheme will be familiar to operators. It is designed to maintain continuity with the EU ETS and to facilitate possible linkage in the future, however this is subject to ongoing trade negotiations between the UK and EU and would require further secondary legislation.

Key provisions included in this Order cover the scope of the scheme, monitoring and reporting requirements, the cap (the total level of emissions permitted) and the trajectory (the rate at which the cap declines) and the roles of the regulators in monitoring and enforcing the rules of the UK ETS. Secondary legislation will be introduced under the Finance Act 2020  to establish other parts of the UK ETS including rules for the auctioning of emissions allowances. Secondary legislation for the UK ETS currently includes:

The regulated activities covered by the UK ETS are listed in Schedule 2. Aviation activities are covered by the scheme and the definition of this is given in Schedule 1. The scheme covers electricity generation and heavy energy-using industries such as power stations, refineries, iron and steel, cement and lime, paper, food and drink, glass, ceramics, engineering, and the manufacture of vehicles. Other organisations, including universities and hospitals, may also be covered by the UK ETS depending upon the combustion capacity of equipment at their sites.

The UK ETS continues the principles of emissions trading by allocating and trading GHG emissions allowances. One allowance equals one tonne of carbon dioxide (CO2) equivalent. At the end of each year, installations must have enough allowances to account for their GHG emissions. They have the flexibility to buy additional allowances on top of their allocation, or to sell surplus allowances generated from reducing their emissions below their allocation.

Allocation periods

Phase I of the UK ETS will run from 2021-2030 and is split into two allocation periods:

  • 2021-2025 allocation period; and
  • 2026-2030 allocation period.

The regulators in each jurisdiction that the Regulations apply to are the following:

  • the Environment Agency (EA) for installations* in England;
  • Natural Resources Wales (NRW) for installations in Wales;
  • the Scottish Environment Protection Agency (SEPA) for installations in Scotland;
  • the chief inspector for installations in Northern Ireland; and
  • the Secretary of State for offshore installations.

*’Installation’ means a stationary technical unit where one or more regulated activities listed in Schedule 2 are carried out. ‘Installation’ does not include any of the following (which are outside the scope of the UK ETS):

  • an installation that uses only biomass as a fuel;
  • an installation, or part of an installation, of which the primary purpose is research and development (including the testing of new products and processes);
  • an installation, of which the primary purpose is the incineration of hazardous or municipal waste; or
  • a relevant Northern Ireland electricity generator.

For qualifying aircraft operators the regulators depend on which jurisdiction the aircraft operator is registered in:

  • the EA, if the registered office is in England;
  • NRW, if the registered office is in Wales;
  • SEPA, if the registered office is in Scotland; or
  • the chief inspector if the registered office is in Northern Ireland.

The EA is the default regulator for new aircraft operators that do not have a registered office or place of residence in the UK. From 2026, the regulator for aircraft operators will be one of the four above and depend on the jurisdiction where the highest proportion of emissions occur.

Duties

Various duties apply.
Amendment

Free allocation for installations

The methodology for calculating the free allocation* of lime and malt extract for 2024 and 2025 is updated. This is the result of malt extract being at risk of carbon leakage. Installations** that currently benefit from free allocation must recalculate their free allocation as soon as practicable after 1st January 2024.

*Free allocation is the free giving of CO2 allowances. Organisations may emit CO2 equal to the amount of allowances they have. Other methods of obtaining an allowance is via an auction or a trading scheme.

**An installation is a stationary technical unit where regulated activities (defined in Schedule 2) are carried out.

The benchmark figures for calculating free allocation are set out in Annex 8. These figures will now be used for calculating free allocation in the 2026-2030 allocation period instead of those used for the EU Emissions Trading System.

Installations whose allocations were reduced after calculating free allowances using data from 2020, may now apply for recalculation using data from other years.

Applications for hospitals, small emitters* or ultra-small emitters who want to benefit from free allocation must now include information to enable the historical activity level of installations to be determined.

*A small emitter emits less than 25,000 tonnes of carbon dioxide equivalent each year in the relevant period and has a total rated thermal input of less than 35 megawatts. An ultra-small emitter emits less than this.

N.B. Operators (including aircraft operators) may apply to surrender and return over-allocated, allowances.

These Regulations come into force on 1st January 2024. 

 

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Jurisdiction: England, Wales, Scotland

Commencement: 1st October 2023

Amends: The Goods Vehicles (Licensing of Operators) Regulations 1995
Mini Summary

The Goods Vehicles (Licensing of Operators) Regulations 1995 lay down requirements for the licensing of passenger and goods vehicle operators in Great Britain.

Licences covered under these regulations include:

  • “Standard licences” are needed when vehicles are used for hire or reward (i.e. carrying paying passengers or using a lorry (over 3.5 tonnes) for haulage of other people’s goods – for example, by a removals firm); and
  • “Restricted licences” are needed when a vehicle (over 3.5 tonnes) is used only in conjunction with any trade or business carried on by the licensee (i.e. the vehicle carries the operator’s own goods – for example, a scaffolding lorry that transports scaffolding belonging to the scaffolding company between sites).

Duties
These Regulations are made under powers conferred by the Goods Vehicles (Licensing of Operators) Act 1995 (see LUS entry 1995 c.23).

Part 1 General

This Part contains general information including commencement, revocation and interpretation.

Part 2 Applications

This Part prescribes matters relating to applications for licences.

Applications must be made on a form supplied by the Traffic Commissioner and contain all the information specified on that form.  The Traffic Commissioner must receive the application no less than 9 weeks before the licence or variation applied for is to take effect.

Part 3 Objection and Representations

This Part details the procedures relating to objections and representations.

Part 4 Operating Centres

This part details the conditions which may be attached to a licence (including number, type and size of goods vehicles, parking and access arrangements and times of operations).

This Part also prescribes the environmental considerations which the Traffic Commission must have regard to when determining the suitability of a place for use as an operating centre, or attaching, carrying or removing a condition to a licence, or the effect or likely effect that an operating centre might have on the locality.

Part 5 Inquiries

This Part, along with Schedule 4, prescribes various matters relating to inquiries held by a Traffic Commissioner under section 35 of the Goods Vehicles (Licensing of Operators) Act 1995.

Part 6 Other Matter

This part prescribes other matters relating to licences.

 
Amendment

In order to ensure a seamless transition between the United Kingdom and European Union countries, changes are made to the requirements for an operators licence when used for the carriage of goods.

Classes of vehicle for which an operator’s licence is not required

Definitions and requirements are given for vehicles used for the carriage of goods that can be brought temporarily into Great Britain from countries with which the United Kingdom has an international agreement without the need for an operators licence*.

Exemptions from the requirements to hold an operators licence are given for persons using vehicles from non-EU countries:

  • that are registered in the Channel Islands, the Faroe Islands, the Isle of Man or Gibraltar; or
  • that are international operators** that have an effective and stable establishment in a country other than the United Kingdom or a Member State of the European Union subject to the conditions found in Part 3 to Schedule 3.

*An operator licence is a licence to allow the operation of goods vehicles in the UK, ensuring the vehicles meet the expected standards of operation.

** An operator is someone who owns an establishment that drives goods vehicles weighing more than 3.5 tonnes, which carry goods as part of a trade or business.

The remainder of the exemptions implement or re-implement obligations under the international road transport agreements with various countries and can be found here.

Schedule 3A is added, which provides conditions for the issuing of temporary operators’ licences to international operators, where the vehicle used is not subject to a relevant international agreement previously mentioned.

References and interpretations are amended to reflect these changes.

 

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Jurisdiction: England & Wales

Commencement: 2nd October 2023

Amends: The Environmental Permitting (England and Wales) Regulations 2016
Mini Summary

The Environmental Permitting (England and Wales) Regulations 2016 replace the Environmental Permitting (England and Wales) Regulations 2010 and were written to consolidate the high number of amendments made to the previous Environmental Permitting (England and Wales) Regulations 2010. The duties remain largely the same.

These Regulations cover:

  • When an environmental permit is needed, or when an exemption needs to be registered;
  • How to apply for, appeal against, vary, transfer and surrender a permit; and
  • How these Regulations are enforced.

There are many different types of facility or activity which require a permit, including ‘installations’, waste operations, certain types of mobile plant, surface water and ground water activities, flood risk activities,  solvent emission activities, and radioactive substances activities.
Applications for environmental permits may be granted by the regulator (Environment Agency or Natural Resources Wales) to allow a person to operate a regulated facility.

N.B. Any existing enforcement notices, applications for a permit, applications to transfer a permit, etc. made under the 2010 Environmental Permitting Regulations continue to have effect but are now treated as having been made under these Regulations.

Duties
Various duties apply.
Amendment

Changes are made to optimise the regulatory tools available for managing and protecting groundwater in England, with the aim of improving groundwater quality, reducing unnecessary business costs and to help ensure resources are used effectively. The changes come into force on 2nd October 2023.

Permits

A permit may now be granted in England for:

  • any groundwater activity intended to remediate* the effects of pollution in groundwater; and
  • the injection of substances into groundwater to increase the flow of fluids or gas to a well or borehole for extraction.

*Remediate means taking action to prevent or mitigate the effects of pollution and any action to restore the area to its former state.

Surrendering of an environmental permit
In England, the operator of an environmental permit may now notify the Environment Agency of their intention to surrender a permit for a stand-alone water discharge or groundwater activity that:

  • is used for hydrocarbon exploration or extraction; or
  • intersects a hydrocarbon formation.

N.B. This does not apply to activity in a well or borehole.

Sewage

Small discharges of sewage effluent
Operators of sewage treatment plants and septic tanks must comply with ‘General binding rules for small sewage discharges (SSDs)’ by 2nd October 2023.

Discharges from sewage treatment plants and septic tanks must not pollute groundwater in a groundwater Source Protection Zone 1*.

*Groundwater Source Protection Zone 1 is any area:

  • within 50 metres of a water abstraction point; or
  • in any area where groundwater may reach an abstraction point within 50 days.

Sewage offences
The offences for sewage undertakers are updated. Schedule 21 and Schedule 22 are amended accordingly.

Open-loop ground source heating and cooling systems

Wastewater from open-loop ground systems must not be discharged in Wales:

  • within 50 metres of a water abstraction point; or
  • in any area where groundwater may reach an abstraction point within 50 days.

In England, wastewater from open-loop ground systems must not be discharged within a groundwater Source Protection Zone 1.

Closed-loop ground source heating and cooling systems*

The following requirements only apply to operators in England.
Operators of a closed-loop ground source heating and cooling system* must prevent pollution of surface water or groundwater.

Closed-loop ground source systems must:

  • not mobilise contaminants in soil;
  • be decommissioned when they are no longer required; and
  • comply with the British Standards and Ground Source Heat Pump Association standards listed in Part 3 of Schedule 3.

Closed-loop ground source systems must not be located:

  • within a groundwater Source Protection Zone 1;
  • within 50 metres of a well, spring or borehole;
  • within a specified distance of a protected site or ancient woodland; or
  • adjacent to a septic tank.

Low-risk burials

Schedule 3 adds requirements for low-risk burials in new cemeteries and extensions of cemeteries.

 

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As a social enterprise, each month, we like to let you know how, through supporting our business, you are directly supporting our charity.

This month, we look at Alan’s Story.

Alan* was recently referred to our charity, Newground Together, more specifically, their energy team. Our team learnt that following a hospital stay, Alan’s energy company fitted a prepayment meter without his knowledge. This led to Alan being unable to afford to heat his home or have running hot water for a shower. Upon hearing this, our team quickly issued Alan with fuel vouchers that meant he could turn his heating and hot water back on for at least a couple of weeks.

On top of this, the team also discovered that following a robbery, Alan no longer had a working fridge or oven and was living off microwave meals. With this in mind, the Energy Team also made a home visit to see if there was anything else they could help Alan with.

David Ellmore, NGT Energy Advice Officer, was aware of funds available to Calderdale residents for home appliances such as microwaves and fridge freezers and applied on Alan’s behalf. A few weeks later, both appliances were delivered and installed at Alan’s home.

“I can’t tell you the difference the Energy Team has made to my life. David has been a big help, and I can’t believe he managed to get me a new microwave and fridge freezer! Thank you to everyone at Newground Together. I would have been very cold and hungry without your help this winter.”

David said, “Seeing the difference this has made to Alan and his quality of life is very rewarding. I feel fortunate to be in a position where I can access additional funding required to make a difference to people’s lives.”

*Names have been changed to protect identity.

Polychlorinated Biphenyls (PCBs)* are toxic to the environment and have been banned in transformers** in England, Scotland and Wales.

*PCBs include:

**Transformers are used to reduce the voltage of electricity from the grid.

Transformers whose oil contains more than 0.005% PCBs but less than 0.05% and a total PCB volume of 50 ml are currently exempt from this ban. The Compliance People consultant Katie Pritchard looks at this exemption and its upcoming repeal.

 

Deadline for decontamination and disposal

Transformers containing more than 0.005% PCBs but less than 0.05% and a total PCB volume of 50 ml must be decommissioned or disposed of by 31st December 2025.

Transformers contaminated with PCBs are considered as hazardous waste and persistent organic pollutants. As such, the transformers must be disposed of in a way that destroys the PCB content.

If the PCB content cannot be destroyed, the Environment Agency or the Scottish Environment Protection Agency may permit you to permanently store the equipment underground.

Records of disposal and decontamination must be retained and provided upon request.

 

Deregistering transformers contaminated with PCBS

Once decontaminated or decommissioned, transformers contaminated with PCBs must be removed from the contaminated equipment register*.

*The contaminated equipment register is a register maintained by the Environment Agency and the Scottish Environment Protection Agency. The register sets out a list of all transformers that still contain PCBs.

You may need to provide information on laboratory test reports and waste consignment notes.

 

In summary

Transformers containing more than 0.005% PCBs but less than 0.05% and a total PCB volume of 50 ml must be decommissioned or disposed of by 31st December 2025.

If you need more help, why not get in touch with us? – Our professional team of consultants offer independent, periodic compliance evaluations and support for both environment and health & safety.

There is a common misconception that waste batteries can be disposed of via household tips. The Compliance People Consultant Katie Pritchard advises how organisations can dispose of waste batteries safely and in compliance with the law.

Controlled waste

Waste produced by organisations, including waste batteries, is classed as controlled waste* and in England and Wales is regulated under:

*Controlled waste is household, industrial or commercial waste that is subject to legislative requirements.

Organisations have a duty of care to ensure that their waste is disposed of in a way that does not harm the environment or human health.

Duty of care

Organisations must:

*An authorised waste facility is a facility that is authorised to receive waste.

**A waste carrier is a person or organisation that transports waste.

Disposing of waste batteries

Waste duty of care extends to batteries.

Organisations must:

In summary

Organisations must not dispose of batteries via household tips. Batteries must be collected by a registered waste carrier and taken to an authorised waste facility.

For more information on waste duty of care, have a look at our waste duty of care training.

If you need more help, why not get in touch with us? -  Our professional team of consultants offer independent, periodic compliance evaluations and support for both environment and health & safety.

 

DUTY OF CARE

Jurisdiction: England

Commencement: 30th June 2023

Amends: The Packaging Waste (Data Reporting) (England) Regulations 2023
Mini Summary

The Packaging Waste (Data Reporting) (England) Regulations 2023 are in force from 28th February 2023.

Duties are imposed on producers* in England to collect data on the amount and type of packaging** they put on the United Kingdom (UK) market from March 2023 (or from January 2023, if they have this data). The data is required to calculate the fees that producers will have to pay from 2024 as part of the new Extended Producer Responsibility (EPR). The new EPR system aims to deliver a more circular economy by charging producers to cover the collection and disposal costs of their packaging once it becomes waste.

*Producer, for the purposes of these Regulations, means an organisation operating in the UK as:

  • a brand owner;
  • a packer / filler;
  • an importer;
  • a distributor;
  • an online marketplace operator;
  • a service provider; or
  • a seller.

**Packaging is any material that is used to cover or protect goods that are sold to consumers and includes anything that is designed to be filled at the point of sale, e.g. coffee cups.

Exempt packaging

The following types of packaging are exempt from the requirements of these Regulations.

  • Reused packaging which is primary packaging (packaging that is in direct contact with the product itself, e.g. wine bottles).
  • Production residues from the production of packaging.
  • Packaging exported from the UK (except to a marine installation).
  • Reused secondary or tertiary packaging (except packaging imported into the UK).
  • Packaging which is already regulated as packaging for a scheme article under The Deposit and Return Scheme for Scotland Regulations 2020. The deposit and return scheme covers sealed drinks (e.g. cans of drinks) rather than single-use coffee cups which are covered under these 2023 Regulations.

N.B. These Regulations will be replaced in December 2023 by The Producer Responsibility Obligations (Packaging and Waste) Regulations 2023, which will include provisions for the introduction of the EPR.

The Producer Responsibility Obligations (Packaging Waste) Regulations 2007

These 2023 Regulations are currently in addition to The Producer Responsibility Obligations (Packaging Waste) Regulations 2007 which also put duties on organisations that handle packaging. They extend the responsibilities of those already obligated under the 2007 Regulations, and capture more organisations by reducing the threshold of packaging handling to 25 tonnes, and reducing the financial turnover threshold.

Duties
Producer obligations

The obligations imposed by these Regulations vary depending on whether the producer is classed as a small or large producer.

An organisation will be classed as a small producer if either:

  • its annual turnover is between £1 million and £2 million, and it is responsible for handling and supplying more than 25 tonnes of empty packaging or packaged goods through the UK market; or
  • its annual turnover is over £1 million, and it is responsible for handling and supplying between 25 and 50 tonnes of empty packaging or packaged goods through the UK market.

An organisation will be classed as a large producer if:

  • its annual turnover is £2 million or more; and
  • it is responsible for handling and supplying more than 50 tonnes of empty packaging or packaged goods in the UK in a calendar year (January to December).

Small producers

To comply with these Regulations, small producers must do the following.

  • Collect data on the amount and type of empty packaging and packaged goods they handle and supply through the UK market from January 2023 if they have the necessary information, otherwise from March 2023.
  • Retain the collected data for at least 7 years after the end of the data collection period*.
  • Submit data to the Environment Agency (EA) about the empty packaging and packaged goods handled or supplied through the UK market throughout 2023.

*Data collection period means:

  • the period between 28th February 2023 and 31st December 2023; and
  • in subsequent years, the 12-month period starting on 1st January.

Large producers

To comply with these Regulations, large producers must do the following.

  • Collect data on the amount and type of empty packaging and packaged goods they handle and supply through the UK market from January 2023 if they have the necessary information, otherwise from March 2023.
  • Retain the collected data for at least 7 years after the end of the data collection period.
  • Submit data to the EA about the empty packaging and packaged goods handled or supplied through the UK market every 6 months. The first report for the period ending on 30th June 2023 must be submitted by 1st October 2023; any subsequent reports must be submitted:
    • by 1st April for the 6 months ending on 31st December; and
    • by 1st October for the 6 months ending on 30th June.

Details on the data that needs to be collected and submitted are available for each type of producer in Schedule 1 (Collection and reporting information) and Schedule 2 (Licensors and Pub Operating Businesses).

Members of registered compliance schemes

A producer who is a member of a registered compliance scheme* is exempt from the data reporting obligations under these Regulations. Instead, the operator of the registered scheme must report the packaging data for them.

*Compliance schemes are third party organisations that help producers meet their EPR requirements. The public register of compliance schemes can be accessed here.

Regulator powers and duties

The EA is responsible for the enforcement of these Regulations. The EA must:

  • publish a list of the items recycled by each relevant authority; and
  • monitor compliance with the requirements under these Regulations by producers and operators of registered schemes.

The EA may also approve a person to verify the information submitted directly by a producer or provided by a producer to the operator of a scheme. The approved person would be, where the producer:

  • is an individual, that individual;
  • is a partnership, a partner;
  • is a company registered in the UK, a director or company secretary of that company;
  • is an unincorporated body, an individual who has control or management of that body; or
  • is a company which does not have a registered office in the UK, an individual who has control or management of the producer.

Offences and penalties

A producer who contravenes the duties under these Regulations, or fails (without reasonable excuse) to comply with any direction from the EA, is guilty of an offence which is punishable by a fine.
Amendment

Clarifications are made on when a brand owner is a producer in relation to packaging and responsibility for certain packaging is assigned to packers / fillers instead of brand owners. Also, responsibility for certain packaging is assigned to importers. These Regulations came into force on 30th June 2023 and apply to England only.

Where different individual branded or unbranded products are packed to be sold together, the brand owner is considered the producer for the packaging of an individual branded product, and the packer/filler is the producer in relation to any unbranded packaging they filled.

Brand owners

When more than one brand appears on filled packaging, the brand owner who makes the first supply of the filled packaging is to be treated as the brand owner and producer in relation to that packaging.

Packers / fillers

Packers / fillers are considered producers, where:

  • the packer/filler has filled packaging;
  • the packer/filler has put a brand on the packaging to assist with distribution, and not at the request of the brand owner;
  • there is no other brand on the packaging; and
  • for any packaging which the packer/filler adds to branded packaging otherwise than at the request of the brand owner.

Importers

An importer is also considered a producer:

  • in relation to any packaging imported by them into, and discarded in, the United Kingdom;
  • where the brand owner is responsible for the import of the packaging, but is not a large producer; or
  • where the brand owner is not established in the United Kingdom.

Schedule 1 (collection and reporting information) is amended to clarify and simplify the data reporting requirements for reusable and refillable packaging for producers. Certain requirements on collecting and reporting information are either simplified or removed.

Minor corrections are also made to the drafting and some incorrect cross-references are fixed.

 

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Jurisdiction: Scotland

Commencement: 1st March 2024

Amends: The Deposit and Return Scheme for Scotland Regulations 2020
Mini Summary

The Deposit and Return Scheme for Scotland Regulations 2020 are made under section 84 of the Climate Change (Scotland) Act 2009, which allows for the creation of a deposit and return scheme in Scotland for the purpose of waste reduction and promoting recycling.

They set out the legal requirements for producers* and retailers** of scheme articles*** for a deposit and return scheme where consumers are charged a deposit of 20p for each scheme article sold.

* The definition of a producer depends on where the scheme article produced has been branded. Producers are defined as:

  • the brand owner for scheme articles branded in the UK;
  • the importer for scheme articles branded outside the UK.

A retailer of scheme articles can also be classed as a producer if they package and seal scheme articles themselves and then sell them to consumers for consumption off of the premises.

**Retailers are persons who market or sell scheme articles in Scotland.

***Scheme articles*are drinks sold in packaging that:

  • is made (wholly or mainly) from glass, steel, aluminium or polyethylene terephthalate (PET) plastic;
  • contains at least 50 millilitres but no more than 3 litres of liquid;
  • can be sealed air/watertight for sale;
  • cannot be returned to its original state once used by the consumer; and
  • is single-use packaging.

In addition to charging deposits, these Regulations require:

  • producers to collect a percentage of their scheme packaging;
  • retailers to operate a return point for scheme packaging at the premises they sell from; and
  • retailers who operate delivery services to operate a takeback service to allow customers to return scheme packaging.

These Regulations come into force in the following stages and are expanded upon in the duties section:

  • 19th May 2020 – the creation of scheme administrators;
  • 1st January 2021 – exemptions from operating a return point premises;
  • 1st January 2022 – registering as a producer; and
  • 1st March 2024 – the start of the deposit and return scheme in Scotland.

These Regulations were bought into force by the Scottish Government to promote a circular economy, encouraging people through monetary incentives to return waste so they can be recycled.

Duties
Various duties apply.
Amendment

The scheme is delayed and now fully comes into force on 1st March 2024.

Low Volume Drink Sales

The marketing or sale (including through online retail or vending machine sales to a consumer in Scotland) of a low volume drink product (a drink product with fewer than 5000 units sold per year) will now be prohibited, unless the producer is listed or registered with Scottish Environment Protection Agency (SEPA). The seller must also inform the purchaser that the product is not eligible under the return scheme.

Further guidance is issued in the addition of Schedule 5.
Information to be included in the application for producer registration for low volume drink sales can be found here.

Date changes

Regulation 5 (obligations relating to charging deposits and marketing, offering for sale or selling articles) now comes into force on 1st March 2024.

Producers must now apply for producer registration before 12th January 2024 or within 28 days from becoming a producer. In subsequent years, applications must be made before 1st March each year. 

SEPA now has 42 days in receipt of an application to either grant or refuse it. The registration takes effect from March 2024 and then 1st April in any subsequent relevant year.

Return points

A retailer whose number of sales of eligible scheme items to consumers for consumption on the premises constitutes 90% or more of that retailer’s total number of sales of scheme articles is exempt from operating a return point. Any exempt premises are required to display exemption information on the premises.

Return point operators are allowed to refuse returned items of a particular material if that material would put them in breach of legal obligations relating to food safety or health and safety. If this is the case then the operator must display signage explaining which materials will not be accepted, and where the nearest accepted return point is.

Hospitality retailers are required to retain scheme packaging for collection by a producer or scheme administrator.

Takeback services

A large retailer must provide a takeback service free of charge to a consumer that:

  • has purchased a scheme item from the large retailer through a distance retail sale;
  • makes a request to the large retailer within 6 months of the purchase of a scheme item for provision of a takeback service; and
  • states that they meet one of the eligibility criteria of being either over 65 years of age or has a disability.

A large retailer providing a takeback service must now:

  • do so within 4 weeks following receipt of a request from a consumer; and
  • clearly display information in any place where the scheme item is displayed for sale indicating how the service can be requested and refusal and complaints procedures.

Where a takeback service is provided voluntarily by a retailer other than a large retailer, that retailer must comply with the obligations of a large retailer in this regulation.

Review

The 2020 Regulations are now required to be reviewed by 21st October 2027.

Collection Targets

Beginning from 1st January 2025 and ending 31st December 2025, the collection target of the scheme is 80%.
From 1st January 2026 the collection target is increased to 90%.

 

Link to full government text

 

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